Contains copies of the ballot draft of the proposed auditing guideline, The implications for auditors of the Financial Services Act 1986; correspondence with or concerning: the Financial Intermediaries, Managers and Brokers Regulatory Association [FIMBRA]; the Securities and Investments Board [SIB]; and the Investment Management Regulatory Organisation [IMRO] which relate to audit engagement letters for investment businesses amongst other things; ballot slips for the vote on the publication of the proposed guideline as an exposure draft, completed by APC members; drafts of a Consultative Committee of Accountancy Bodies [CCAB] press release on the proposed guideline; proofs of the guideline for publication in Accountancy and for general publication; an Institute of Chartered Accountants in England and Wales [ICAEW] press release, 'The Financial Services Act and affiliate status-no back-door entry to membership' dated February 1988; a letter from the Law Society and related material; material relating to consideration of the proposed guideline by the ICAEW's Technical Advisory Committee [TAC]; a copy of a letter from the ICAEW president to all sole practitioners and senior partners of accounting firms, concerning the audit of investment business; a draft of the proposed guideline, including the amendments made to it after the APC vote on its publication.
File: APC 12-69: 'Implications for auditors of the Financial Services Act 1986'
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- ReferenceGB 133 APC/1/43/9
- Dates of CreationNov 1987-Apr 1988
- Physical Description1 folder
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