"3" inscribed on the spine.
Contains drafts of the proposed auditing guideline on the audit of investment businesses; a photocopy of a paper from the Financial Intermediaries, Managers and Brokers Regulatory Association [FIMBRA], entitled, 'A message for members and their auditors'; a draft section of the Securities and Investments Board [SIB] rules; material from the Accounting Standards Committee [ASC] chairman and the APC chairman regarding the SIB's substance over form rule; material relating to the arrangement of a meeting between the Department of Trade and Industry [DTI] and the APC's lawyers; a photocopy of a letter from the APC's lawyers regarding their legal advice; manuscript notes by the secretary of the Financial Services Act Working Party 1 [FSAWP1]; typescript notes of a meeting between the APC and the DTI held on 14 May 1987, with manuscript comments by the working party chairman; photocopies of articles relating to the financial services sector from Accountancy; a photocopy of a letter, dated 17 June 1987, enclosing a copy of the The Securities Association draft rulebook; material relating to the FIMBRA and Investment Management Regulatory Organisation [IMRO] rulebooks; notes of a meeting between the DTI and the APC held on 24 June 1987; a copy of a letter, dated 22 June 1987, from the APC chairman to the SIB, regarding the APC's work in the financial services sector; a copy of the 9th draft of the proposed auditing guideline on investment businesses, dated April 1987; a press release enclosing and concerning an APC technical release, 'Banking Act 1987: interim guidance on ad hoc reporting' [TR663]; a draft of the section of the proposed investment businesses guideline, concerning ad hoc reports; letters and enclosures from working party members to the working party secretary.